Startup Funding (Fri Nov 1, lect 16) | previous | next | slides |

Where does the money come from? How does Venture Capital, Angel Investment, etc work?"

Startup Funding

(Alternate version Startup Funding)

  • You need money. You don’t have enough revenue.
  • Before you raise: do you actually need outside money?

The Road Map Today

  • Should you raise at all?
  • Where does the money come from — and what does it cost you?
  • Who are investors and what do they want?
  • How do you actually raise?
  • What are you signing?

Should You Raise At All?

  • Raising money is not an achievement — it’s a trade
  • You are selling a piece of your company, permanently
  • VC money = growth-or-bust trajectory
  • Many great companies are bootstrapped
  • Can you reach profitability without outside capital?

Where Might Money Come From?

  • Keep all your equity:
    • Consulting / Side Work
    • Grants (NSF SBIR, NIH)
  • Give up some equity, stay in control:
    • Friends and Family
    • Crowdfunding
    • Angels
  • Give up equity and a seat at the table:
    • Incubators / Accelerators (Y-Combinator, TechStars)
    • Micro VCs (Precursor, Hustle Fund)
    • Venture Capital (North Bridge, NEA)

What Stage Is Your Business?

  • Pre-seed: idea/prototype, no revenue — $50K–$500K
  • Seed: early users, maybe revenue — $500K–$3M
  • A-Round: real traction, growing fast — $8M–$25M
  • Note: stage names have inflated

What Do Investors Want to See?

  • Team — expertise and resilience
  • Market — is the TAM big enough?
  • Traction — show don’t tell
  • Insight — do you see something others don’t?
  • Timing — why now?

Understanding Your Investors: VCs

  • Fund structure: Limited Partners → GPs → Startups
  • GPs get paid: 2% management fee + 20% carry
  • 10-year fund life: 5 years investing, 5 years returning
  • Returns follow a power law — one deal returns the whole fund
  • This is why VCs need hypergrowth
  • Wrong tool for a lifestyle business

The Fundraising Process

  • It’s a sales process — treat it like one
  • Warm introductions only — cold emails don’t work
  • Run a parallel process — many investors at once
  • Timeline: 3–6 months
  • Create urgency
  • Get a lawyer before you sign anything

How Money Is Structured: Equity vs. Debt

  • Equity — sell a percentage. Permanent. No repayment.
  • Debt — borrow and repay with interest. Keep ownership.
  • Most startup funding is equity, or converts into equity
  • Equity investors become part-owners — they have opinions

SAFEs and Convertible Notes

  • Early deals rarely use priced equity rounds
  • SAFE: no interest, no maturity date, converts at next round
  • Convertible Note: similar but carries interest and maturity date
  • Both include a valuation cap and/or discount rate
  • SAFE is now the industry standard

Valuation and Dilution

  • Pre-money: what your company is worth before the check
  • Post-money: pre-money + investment
  • Example: raise $1M on $4M pre-money
    • Post-money = $5M. Investor owns 20%. You own 80%.
  • Every round you give up a slice — this is dilution
  • Small slice of something big beats all of something small

How Dilution Compounds

RoundRaisedPre-money% SoldFounder Owns
Seed$1M$4M20%80%
A$5M$15M25%60%
B$15M$45M25%45%
  • 10–20% at IPO is normal — the company is worth far more
  • Watch out for excessive early dilution and option pool requirements

Term Sheets — What You’re Negotiating

  • Non-binding summary of the deal
  • Economic terms: valuation, option pool, liquidation preference
    • 1x non-participating preference = founder-friendly
    • Participating preferred (“double dip”) = not
  • Control terms: board seats, pro-rata rights

Board, Control and Governance

  • VC money usually means giving up a board seat
  • Board controls: hiring/firing CEO, selling the company, future rounds
  • Early: founders control. Later: balance shifts.
  • Founders get fired by their own boards — this happens
  • Understand what you’re signing before you sign it

Fund Raising Step By Step

  • Develop a plan that balances capital/time/milestones
  • Decide what need to do now, and what can be deferred
  • Define your financing milestones
  • Determine how much capital to raise for your first milestone
  • Ensure you position yourself for the next financing, ideally at a step-up

Key Takeaways

  • Raising is a trade — only do it if you need to
  • Know what each funding source actually costs you
  • Investors are not your friends or your bosses — they are partners with their own agenda
  • Dilution compounds — model it before you sign
  • The term sheet is where you win or lose control of your company
  • Get a lawyer. Read everything.

Thank you. Questions?  (random Image from picsum.photos)